Winter Roundtable

Feb 27th - Feb 28th 2018
Harvard Club
New York

A peer-to-peer Roundtable for the heads of the legal function at asset management organizations. The II Legal Forum Winter Roundtable is a day-and-a-half-long meeting that emphasizes global legal and regulatory trends and business management issues. Topics are member driven and focus primarily on the institutional side of the business

2017 Advisory Board

Scott R. Plummer
Former SVP, Assistant General Counsel and Head of Global Asset Management Legal
Ameriprise Financial

Rachel Wheeler
General Counsel
Aviva Investors

​Ian Rose
General Counsel
Brandes Investment Partners

Peter Kelley
President, Capital Guardian Trust Company
Capital Group

Catherine Newell
Executive Vice President & General Counsel
Dimensional Fund Advisors

Adam Fletcher
General Counsel
Investec Asset Management

David Flattum
Managing Director & Global General Counsel

​Lori C. Seegers
Senior Vice President, General Counsel
PPM America, Inc.

Cynthia M. Clarke
Senior Managing Director, Partner & General Counsel
Wellington Management Company, LLP